-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fha84Dbr7V9BHjs4o7xql26gS5yolUnrpY7dCwtrBM+ksM0qo8hCdBCLBCZCjO7i 2QjmXqBY99K2Yf2G0MRqFw== 0000950134-97-001509.txt : 19970305 0000950134-97-001509.hdr.sgml : 19970305 ACCESSION NUMBER: 0000950134-97-001509 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970304 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASA OLE RESTAURANTS INC CENTRAL INDEX KEY: 0001009244 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 760493269 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45791 FILM NUMBER: 97549955 BUSINESS ADDRESS: STREET 1: 1135 EDGEBROOK CITY: HOUSTON STATE: TX ZIP: 77034 BUSINESS PHONE: 7139437574 MAIL ADDRESS: STREET 1: 1135 EDGEBROOK STREET 2: 1135 EDGEBROOK CITY: HOUSTON STATE: TX ZIP: 77034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOREHAND ROBERT L CENTRAL INDEX KEY: 0001032713 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1135 EDGEBROOK CITY: HOUSTON STATE: TX ZIP: 77034 BUSINESS PHONE: 7139437574 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * CASA OLE RESTAURANTS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 14712P 10 4 ---------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 CUSIP NO. 14712P 10 4 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons Robert L. Forehand - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC use only - -------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - -------------------------------------------------------------------------------- 5 Sole voting power 130,000 (see item 4) ----------------------------------------------------- 6 Shared voting power NUMBER OF SHARES BENEFICIALLY OWNED -0- BY EACH REPORTING ----------------------------------------------------- PERSON WITH 7 Sole dispositive power 130,000 (see item 4) ----------------------------------------------------- 8 Shared dispositive power -0- - -------------------------------------------------------------------------------- 9 Aggregate amount beneficially owned by each reporting person 130,000 (see item 4) - -------------------------------------------------------------------------------- 10 Check if the aggregate amount in row (9) excludes certain shares Not applicable - -------------------------------------------------------------------------------- 11 Percent of class represented by amount in row (9) 3.6% (see item 4) - -------------------------------------------------------------------------------- 12 Type of reporting person (see instructions) IN - -------------------------------------------------------------------------------- Page 2 of 5 3 ITEM 1. (a) NAME OF ISSUER: CASA OLE RESTAURANTS, INC. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1135 Edgebrook Houston, Texas 77034 ITEM 2. (a) NAME OF PERSON FILING: Robert L. Forehand (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE: 1135 Edgebrook Houston, Texas 77034 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share (e) CUSIP NUMBER: 14712P 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act Page 3 of 5 4 (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d- 1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: 130,000 (1) (b) PERCENT OF CLASS: 3.6% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 130,000(1) (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: -0- (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 130,000(1) (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: -0- - -------------------- (1) Robert L. Forehand sold 100,000 shares of Common Stock of Casa Ole Restaurants, Inc. (the "Company") in the Company's initial public offering in April 1996, and since that time has held 130,000 shares of the Company's Common Stock, comprising approximately 3.6% of the outstanding Common Stock of the Company. Accordingly, the filer has completed item 5 of this Schedule 13G. Page 4 of 5 5 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10. CERTIFICATION: Not applicable. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: February 20, 1997 /s/ Robert L. Forehand ------------------------------ Robert L. 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